IT Audit And Compliance Specialist Question:
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What should happen to someone who violates the company's code of conduct and/or compliance policies?

Answer:

This is a modified "behavioral analysis" question. If your candidate suggests a response that minimizes consequences, this could indicate an ethical tone that's incompatible with your organization.

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What Constitutes an Effective Compliance Program?WHAT EXPERIENCE DO YOU HAVE IN THIS FIELD OR FOR COMPLIANCE SPECIALIST POSITION?